Terms & Conditions

Terms & Conditions

These Terms and Conditions govern the use of [Wealth Management FE Capital Markets] ("FE Capital Markets") online platform and services, enabling users ("Users") to manage and invest in a variety of financial products, including but not limited to securities, mutual funds, and other investment options. By accessing or using our platform, Users agree to abide by these Terms and Conditions.

• 1. Account Activation and Compliance
  
  User accounts will be activated upon successful completion of the Company’s registration process, which includes compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) guidelines as mandated by the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA).
  
  Users must provide accurate and up-to-date personal and financial information during enrollment and promptly update any changes to ensure compliance.
• 2. Platform Usage and Intellectual Property
  
  The software, hardware, and technology used in the Company's online platform are the proprietary property of the Company and/or its vendors.
  
  The permission granted to Users for accessing the platform does not convey ownership or proprietary rights over the underlying software, hardware, or related technology.
  
  Users agree not to modify, translate, disassemble, decompile, reverse-engineer, or create derivative works based on the platform’s software or hardware.
• 3. Amendments to Terms and Conditions
  
  The Company reserves the right to amend, supplement, or update these Terms and Conditions at its sole discretion without prior notice.
  
  It is the User's responsibility to periodically review the Terms and Conditions for updates or changes. Continued use of the platform constitutes acceptance of any such amendments.
• 4. Data Sharing and Privacy
  
  By using the platform, Users irrevocably and unconditionally grant the Company the right to collect, collate, and process transaction details related to their investments for administrative and regulatory purposes.
  
  The Company complies with all applicable privacy laws, including but not limited to the Gramm-Leach-Bliley Act (GLBA), and ensures that User data is handled securely and confidentially.
• 5. Investment Guidelines and User Responsibility
  
  Users are solely responsible for reading all relevant offering documents, including prospectuses, Key Information Memorandums (KIMs), and disclosures, before making any investment.
  
  Certain investment products may carry exit loads or other charges, as specified in the respective offering documents.
  
  Users must ensure that their investment decisions align with their financial goals and risk tolerance.
• 6. System Availability and Liability
  
  The Company endeavors to maintain the continuous availability of its platform. However, it does not guarantee uninterrupted access and will not be liable for any disruption caused by factors such as network issues, cyberattacks, or maintenance.
  
  In the event of platform unavailability, the Company will make every reasonable effort to resolve the issue expeditiously.
  
  The Company shall not be liable for any direct or indirect loss, damage, cost, or expenses resulting from the lack of compliance with our terms and conditions or instructions given to the user.
• 7. Dispute Resolution and Jurisdiction
  
  Any disputes or differences arising out of or in connection with these Terms and Conditions shall be resolved in accordance with the laws of the United States.
  
  All disputes shall fall under the exclusive jurisdiction of the courts located in [State], USA.
• 8. Regulatory Compliance
  
  The Company is registered with and regulated by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
  
  Users acknowledge that their investments are subject to federal and state securities laws and agree to comply with all applicable regulations.
• 9. Disclaimer
  
  The Company does not provide financial or investment advice. Users are encouraged to consult their financial advisors before making investment decisions.
  
  Investments available through the platform carry inherent market risks, which may include the possibility of losing principal. While past performance is not indicative of future results, the SIPC Insurance coverage ensures that there will be no loss of capital within the company.
• 10. Contact Information
  
  For any queries or support, please contact:
  FE Capital Markets
  75 ROCKEFELLER PLAZA 19TH FLOOR NEW YORK, NY 10019 UNITED STATES
  admin@fecapitalmkt.com
  [Phone Number]
• By using the Company’s platform, Users acknowledge that they have read, understood, and agreed to these Terms and Conditions.